Databricks-Certified-Professional-Data-Engineer Questions and Answers

Granting a user 'Can Read' permissions on a notebook within Databricks allows them to view the notebook's content without the ability to execute or edit it. This level of permission ensures that the new team member can review the production logic for learning or auditing purposes without the risk of altering the notebook's code or affecting production data and workflows. This approach aligns with best practices for maintaining security and integrity in production environments, where strict access controls are essential to prevent unintended modifications.References: Databricks documentation on access control and permissions for notebooks within the workspace (https://docs.databricks.com/security/access-control/workspace-acl.html ).

https://learn.microsoft.com/en-us/azure/databricks/delta/vacuum

In Databricks Lakehouse, to retain manually deleted or updated records in the raw_iot table while recomputing downstream tables when a pipeline update is run, the property pipelines.reset.allowed should be set to false. This property prevents the system from resetting the state of the table, which includes the removal of the history of changes, during a pipeline update. By keeping this property as false, any changes to the raw_iot table, including manual deletes or updates, are retained, and recomputation of downstream tables, such as bpm_stats, can occur with the full history of data changes intact.

References:

• Databricks documentation on DLT pipelines: https://docs.databricks.com/data-engineering/delta-live-tables/delta-live-tables-overview.html

This is the correct answer because the window function is used to group streaming data by time intervals. The window function takes two arguments: a time column and a window duration. The window duration specifies how long each window is, and must be a multiple of 1 second. In this case, the window duration is “5 minutes”, which means each window will cover a non-overlapping five-minute interval. The window function also returns a struct column with two fields: start and end, which represent the start and end time of each window. The alias function is used to rename the struct column as “time”. Verified References: [Databricks Certified Data Engineer Professional], under “Structured Streaming” section; Databricks Documentation, under “WINDOW” section. https://www.databricks.com/blog/2017/05/08/event-time-aggregation-watermarking-apache-sparks-structured-streaming.html

The code uses the DELETE FROM command to delete records from the users table that match a condition based on a join with another table called delete_requests, which contains all users that have requested deletion. The DELETE FROM command deletes records from a Delta Lake table by creating a new version of the table that does not contain the deleted records. However, this does not guarantee that the records to be deleted are no longer accessible, because Delta Lake supports time travel, which allows querying previous versions of the table using a timestamp or version number. Therefore, files containing deleted records may still be accessible with time travel until a vacuum command is used to remove invalidated data files from physical storage. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Delete from a table” section; Databricks Documentation, under “Remove files no longer referenced by a Delta table” section.

This is the correct answer because it describes what will happen with new records that have the same event_id as an existing record when the query is executed. The query uses the INSERT INTO command to append new records from the view new_events to the table events. However, the INSERT INTO command does not check for duplicate values in the primary key column (event_id) and does not perform any update or delete operations on existing records. Therefore, if there are new records that have the same event_id as an existing record, they will be ignored and not inserted into the table events. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Append data using INSERT INTO” section.

"If none of the WHEN MATCHED conditions evaluate to true for a source and target row pair that matches the merge_condition, then the target row is left unchanged." https://docs.databricks.com/en/sql/language-manual/delta-merge-into.html#:~:text=If%20none%20of%20the%20WHEN%20MATCHED%20conditions%20evaluate%20to%20true%20for%20a%20source%20and%20target%20row%20pair%20that%20matches%20the%20merge_condition%2C%20then%20the%20target%20row%20is%20left%20unchanged .

When adding new fields to a Delta table's schema, these fields will not be retrospectively applied to historical records that were ingested before the schema change. Consequently, while the team can use the new metadata fields to investigate transient processing delays moving forward, they will be unable to apply this diagnostic approach to past data that lacks these fields.

References:

• Databricks documentation on Delta Lake schema management: https://docs.databricks.com/delta/delta-batch.html#schema-management

The provided MERGE statement is a classic implementation of a Type 2 SCD in a data warehousing context. In this approach, historical data is preserved by keeping old records (marking them as not current) and adding new records for changes. Specifically, when a match is found and there's a change in the address, the existing record in the customers table is updated to mark it as no longer current (current = false), and an end date is assigned (end_date = staged_updates.effective_date). A new record for the customer is then inserted with the updated information, marked as current. This method ensures that the full history of changes to customer information is maintained in the table, allowing for time-based analysis of customer data.References: Databricks documentation on implementing SCDs using Delta Lake and the MERGE statement (https://docs.databricks.com/delta/delta-update.html#upsert-into-a-table-using-merge ).

To deduplicate data against previously processed records as it is inserted into a Delta table, you can use the merge operation with an insert-only clause. This allows you to insert new records that do not match any existing records based on a unique key, while ignoring duplicate records that match existing records. For example, you can use the following syntax:

MERGE INTO target_table USING source_table ON target_table.unique_key = source_table.unique_key WHEN NOT MATCHED THEN INSERT *

This will insert only the records from the source table that have a unique key that is not present in the target table, and skip the records that have a matching key. This way, you can avoid inserting duplicate records into the Delta table.

References:

• https://docs.databricks.com/delta/delta-update.html#upsert-into-a-table-using-merge
• https://docs.databricks.com/delta/delta-update.html#insert-only-merge

In Spark Structured Streaming, certain types of joins between a static DataFrame and a streaming DataFrame are not supported. Specifically, a right outer join where the static DataFrame is on the left side and the streaming DataFrame is on the right side is not valid. This is because Spark Structured Streaming cannot handle scenarios where it has to wait for new rows to arrive in the streaming DataFrame to match rows in the static DataFrame. The other join types listed (inner, left, and full outer joins) are supported in streaming-static DataFrame joins.

References:

• Structured Streaming Programming Guide: Join Operations
• Databricks Documentation on Stream-Static Joins: Databricks Stream-Static Joins

The reason why the junior data engineer cannot transfer “Owner” privileges to the “DevOps” group is that Databricks jobs must have exactly one owner, and the owner must be an individual user, not a group. A job cannot have more than one owner, and a job cannot have a group as an owner. The owner of a job is the user who created the job, or the user who was assigned the ownership by another user. The owner of a job has the highest level of permission on the job, and can grant or revoke permissions to other users or groups. However, the owner cannot transfer the ownership to a group, only to another user. Therefore, the junior data engineer’s attempt to transfer “Owner” privileges to the “DevOps” group is not possible. References:

• Jobs access control: https://docs.databricks.com/security/access-control/table-acls/index.html
• Job permissions: https://docs.databricks.com/security/access-control/table-acls/privileges.html#job-permissions

This is the correct answer because checkpointing is a critical feature of Structured Streaming that provides fault tolerance and recovery in case of failures. Checkpointing stores the current state and progress of a streaming query in a reliable storage system, such as DBFS or S3. Each streaming query must have its own checkpoint directory that is unique and exclusive to that query. If two streaming queries share the same checkpoint directory, they will interfere with each other and cause unexpected errors or data loss. Verified References: [Databricks Certified Data Engineer Professional], under “Structured Streaming” section; Databricks Documentation, under “Checkpointing” section.

When Spark configuration properties are set for an interactive cluster using the Clusters UI in Databricks, those configurations are applied at the cluster level. This means that all notebooks attached to that cluster will inherit and be affected by these configurations. This approach ensures consistency across all executions within that cluster, as the Spark configuration properties dictate aspects such as memory allocation, number of executors, and other vital execution parameters. This centralized configuration management helps maintain standardized execution environments across different notebooks, aiding in debugging and performance optimization.

References:

• Databricks documentation on configuring clusters: https://docs.databricks.com/clusters/configure.html

The code block that should be used to create the date Python variable used in the above code block is:

dbutils.widgets.text(“date”, “null”) date = dbutils.widgets.get(“date”)

This code block uses the dbutils.widgets API to create and get a text widget named “date” that can accept a string value as a parameter1. The default value of the widget is “null”, which means that if no parameter is passed, the date variable will be “null”. However, if a parameter is passed through the Databricks Jobs API, the date variable will be assigned the value of the parameter. For example, if the parameter is “2021-11-01”, the date variable will be “2021-11-01”. This way, the notebook can use the date variable to load data from the specified path.

The other options are not correct, because:

• Option A is incorrect because spark.conf.get(“date”) is not a valid way to get a parameter passed through the Databricks Jobs API. The spark.conf API is used to get or set Spark configuration properties, not notebook parameters2.
• Option B is incorrect because input() is not a valid way to get a parameter passed through the Databricks Jobs API. The input() function is used to get user input from the standard input stream, not from the API request3.
• Option C is incorrect because sys.argv1 is not a valid way to get a parameter passed through the Databricks Jobs API. The sys.argv list is used to get the command-line arguments passed to a Python script, not to a notebook4.
• Option D is incorrect because dbutils.notebooks.getParam(“date”) is not a valid way to get a parameter passed through the Databricks Jobs API. The dbutils.notebooks API is used to get or set notebook parameters when running a notebook as a job or as a subnotebook, not when passing parameters through the API5.

References: Widgets, Spark Configuration, input(), sys.argv, Notebooks

https://docs.databricks.com/en/lakehouse/data-objects.html

The DELETE operation in Delta Lake is ACID compliant, which means that once the operation is successful, the records are logically removed from the table. However, the underlying files that contained these records may still exist and be accessible via time travel to older versions of the table. To ensure that these records are physically removed and compliance with GDPR is maintained, a VACUUM command should be used to clean up these data files after a certain retention period. The VACUUM command will remove the files from the storage layer, and after this, the records will no longer be accessible.

Converting the data to Delta Lake may not improve query performance on free text fields with high cardinality, such as the review column. This is because Delta Lake collects statistics on the minimum and maximum values of each column, which are not very useful for filtering or skipping data on free text fields. Moreover, Delta Lake collects statistics on the first 32 columns by default, which may not include the review column if the table has more columns. Therefore, the junior data engineer’s suggestion is not correct. A better approach would be to use a full-text search engine, such as Elasticsearch, to index and query the review column. Alternatively, you can use natural language processing techniques, such as tokenization, stemming, and lemmatization, to preprocess the review column and create a new column with normalized terms that can be used for filtering or skipping data. References:

• Optimizations: https://docs.delta.io/latest/optimizations-oss.html
• Full-text search with Elasticsearch: https://docs.databricks.com/data/data-sources/elasticsearch.html
• Natural language processing: https://docs.databricks.com/applications/nlp/index.html

Installing a Python package scoped at the notebook level to all nodes in the currently active cluster in Databricks can be achieved by using the Libraries tab in the cluster UI. This interface allows you to install libraries across all nodes in the cluster. While the %pip command in a notebook cell would only affect the driver node, using the cluster UI ensures that the package is installed on all nodes.

References:

• Databricks Documentation on Libraries: Libraries

To create an external or unmanaged Delta Lake table, you need to use the EXTERNAL keyword in the CREATE TABLE statement. This indicates that the table is not managed by the catalog and the data files are not deleted when the table is dropped. You also need to provide a LOCATION clause to specify the path where the data files are stored. For example:

CREATE EXTERNAL TABLE events ( date DATE, eventId STRING, eventType STRING, data STRING) USING DELTA LOCATION ‘/mnt/delta/events’;

This creates an external Delta Lake table named events that references the data files in the ‘/mnt/delta/events’ path. If you drop this table, the data files will remain intact and you can recreate the table with the same statement.

References:

• https://docs.databricks.com/delta/delta-batch.html#create-a-table
• https://docs.databricks.com/delta/delta-batch.html#drop-a-table

Option B correctly fills in the blank to meet the specified requirements. Option B uses the “cloudFiles.schemaLocation” option, which is required for the schema detection and evolution functionality of Databricks Auto Loader. Additionally, option B uses the “mergeSchema” option, which is required for the schema evolution functionality of Databricks Auto Loader. Finally, option B uses the “writeStream” method, which is required for the incremental processing of JSON files as they arrive in a source directory. The other options are incorrect because they either omit the required options, use the wrong method, or use the wrong format. References:

• Configure schema inference and evolution in Auto Loader: https://docs.databricks.com/en/ingestion/auto-loader/schema.html
• Write streaming data: https://docs.databricks.com/spark/latest/structured-streaming/writing-streaming-data.html

The key to efficiently converting a large JSON dataset to Parquet files of a specific size without shuffling data lies in controlling the size of the output files directly.

• Setting spark.sql.files.maxPartitionBytes to 512 MB configures Spark to process data in chunks of 512 MB. This setting directly influences the size of the part-files in the output, aligning with the target file size.
• Narrow transformations (which do not involve shuffling data across partitions) can then be applied to this data.
• Writing the data out to Parquet will result in files that are approximately the size specified by spark.sql.files.maxPartitionBytes, in this case, 512 MB.
• The other options involve unnecessary shuffles or repartitions (B, C, D) or an incorrect setting for this specific requirement (E).

References:

• Apache Spark Documentation: Configuration - spark.sql.files.maxPartitionBytes
• Databricks Documentation on Data Sources: Databricks Data Sources Guide

This is the correct answer because it describes a limitation of Databricks Secrets. Databricks Secrets is a module that provides tools to store sensitive credentials and avoid accidentally displaying them in plain text. Databricks Secrets allows creating secret scopes, which are collections of secrets that can be accessed by users or groups. Databricks Secrets also allows creating and managing secrets using the Databricks CLI or the Databricks REST API. However, a limitation of Databricks Secrets is that the Databricks REST API can be used to list secrets in plain text if the personal access token has proper credentials. Therefore, users should still be careful with which credentials are stored in Databricks Secrets and which users have access to using these secrets. Verified References: [Databricks Certified Data Engineer Professional], under “Databricks Workspace” section; Databricks Documentation, under “List secrets” section.

The logic uses the MERGE INTO command to merge new records from the view updates into the table customers. The MERGE INTO command takes two arguments: a target table and a source table or view. The command also specifies a condition to match records between the target and the source, and a set of actions to perform when there is a match or not. In this case, the condition is to match records by customer_id, which is the primary key of the customers table. The actions are to update the existing record in the target with the new values from the source, and set the current_flag to false to indicate that the record is no longer current; and to insert a new record in the target with the new values from the source, and set the current_flag to true to indicate that the record is current. This means that old values are maintained but marked as no longer current and new values are inserted, which is the definition of a Type 2 table. Verified References: [Databricks Certified Data Engineer Professional], under “Delta Lake” section; Databricks Documentation, under “Merge Into (Delta Lake on Databricks)” section.

When introducing a new aggregation or a change in the logic of a Structured Streaming query, it is generally necessary to specify a new checkpoint location. This is because the checkpoint directory contains metadata about the offsets and the state of the aggregations of a streaming query. If the logic of the query changes, such as including a new aggregation field, the state information saved in the current checkpoint would not be compatible with the new logic, potentially leading to incorrect results or failures. Therefore, to accommodate the new field and ensure the streaming job has the correct starting point and state information for aggregations, a new checkpoint location should be specified.

References:

• Databricks documentation on Structured Streaming: https://docs.databricks.com/spark/latest/structured-streaming/index.html
• Databricks documentation on streaming checkpoints: https://docs.databricks.com/spark/latest/structured-streaming/production.html#checkpointing

This is the correct answer because it describes integration testing. Integration testing is a type of testing that validates interactions between subsystems of your application, such as modules, components, or services. Integration testing ensures that the subsystems work together as expected and produce the correct outputs or results. Integration testing can be done at different levels of granularity, such as component integration testing, system integration testing, or end-to-end testing. Integration testing can help detect errors or bugs that may not be found by unit testing, which only validates behavior of individual elements of your application. Verified References: [Databricks Certified Data Engineer Professional], under “Testing” section; Databricks Documentation, under “Integration testing” section.

When triggering a job run using the Databricks CLI, the run_id field in the response represents a globally unique identifier for that particular run of the job. This run_id is distinct from the job_id. While the job_id identifies the job definition and is constant across all runs of that job, the run_id is unique to each execution and is used to track and query the status of that specific job run within the Databricks environment. This distinction allows users to manage and reference individual executions of a job directly.

Maintaining data quality rules in a centralized Delta table allows for the reuse of these rules across multiple DLT (Delta Live Tables) pipelines. By storing these rules outside the pipeline's target schema and referencing the schema name as a pipeline parameter, the team can apply the same set of data quality checks to different tables within the pipeline. This approach ensures consistency in data quality validations and reduces redundancy in code by not having to replicate the same rules in each DLT notebook or file.

References:

• Databricks Documentation on Delta Live Tables: Delta Live Tables Guide

This code is using the pyspark.sql.functions library to group the silver_customer_sales table by customer_id and then aggregate the data using the minimum sale date, maximum sale total, and sum of distinct order ids. The resulting aggregated data is then written to the gold_customer_lifetime_sales_summary table, overwriting any existing data in that table. This is a batch job that does not use any incremental or streaming logic, and does not perform any merge or update operations. Therefore, the code will overwrite the gold table with the aggregated values from the silver table every time it is executed. References:

• https://docs.databricks.com/spark/latest/dataframes-datasets/introduction-to-dataframes-python.html
• https://docs.databricks.com/spark/latest/dataframes-datasets/transforming-data-with-dataframes.html
• https://docs.databricks.com/spark/latest/dataframes-datasets/aggregating-data-with-dataframes.html

In Databricks and Delta Lake, transactions are indeed ACID-compliant, but this compliance is limited to single table transactions. Delta Lake does not inherently enforce foreign key constraints, which are a staple in relational database systems for maintaining referential integrity between tables. This means that when migrating workloads from a relational database system to Databricks Lakehouse, engineers need to reconsider how to maintain data integrity and relationships that were previously enforced by foreign key constraints. Unlike traditional relational databases where foreign key constraints help in maintaining the consistency across tables, in Databricks Lakehouse, the data engineer has to manage data consistency and integrity at the application level or through careful design of ETL processes.References:

• Databricks Documentation on Delta Lake: Delta Lake Guide
• Databricks Documentation on ACID Transactions in Delta Lake: ACID Transactions in Delta Lake