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FINRA Certification Exam Series-63 has been designed to measure your skills in handling the technical tasks mentioned in the certification syllabus
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The Series-63 Exam, officially known as the Uniform Securities Agent State Law Examination, is required for individuals who want to become securities agents in most U.S. states. Administered by FINRA on behalf of NASAA, this exam ensures that candidates understand state securities regulations and ethical practices.
The Series-63 exam consists of 60 scored exam questions and 5 unscored pretest questions. To pass, candidates must correctly answer at least 43 of the 60 scored questions.
The FINRA Series-63 exam focuses on two main areas:
These topics are essential for understanding how to lawfully and ethically conduct securities business within a state.
There are no formal educational or work experience requirements. However, candidates must be sponsored by a FINRA-member firm or self-regulatory organization (SRO) to register and schedule the exam through FINRA’s Form U4.
The FINRA Series-63 Exam is moderately difficult—it’s short but packed with legal and ethical concepts. With the right prep and real Series-63 practice questions, it’s absolutely manageable.
Dumpstool provides Series-63 exam questions, real questions with explanations, and verified Series-63 exam dumps. These help students and professionals thoroughly understand the Uniform Securities State Law concepts, ethics, and laws covered in the test.
The Series-63 license remains valid as long as you are registered with a FINRA-member firm. If you leave the industry, the license may expire after two years of inactivity.
We provide Series-63 PDF questions for offline study and a Series-63 testing engine that simulates the real exam environment. This dual-format approach ensures flexibility and effective preparation.
TESTED 01 Jul 2025
