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SOFQ Questions and Answers

Question # 6

Thefollowing is an inaccurate statement:

A.

Warrants have a variable exercise price

B.

Warrants are exercisable by the warrant holder

C.

Warrants will expire if not exercised by the expiry date

D.

Warrants are detachable from the original security

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Question # 7

The date on which a securities trade is intended to settle is:

A.

The actual settlement date

B.

The contractual trade date

C.

The value date

D.

The trade date

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